Dashboard

Total Documents
47
↑ 12% from last week
Pending Review
3
Requires attention
Analyses Completed
42
↑ 8% completion rate
Reports Sent
39
93% delivery rate
Avg AI Confidence
89%
↑ 3% improvement

Recent Activity

Just now
📧 Compliance Report Sent
MSG_003 results sent to compliance.officer@bank-example.eu (PASS - IFRS 9 compliant)
2 minutes ago
Analysis Completed
MSG_003 - IFRS 9 ECL Disclosure Review (Q1 2026)
10 minutes ago
📧 Compliance Report Sent
MSG_002 results sent to risk.officer@bank-example.eu (PARTIAL - See report)
15 minutes ago
Human Approved
MSG_004 - Q1 2026 Bale III Capital Adequacy Review (Approved by analyst@nh28.net)
32 minutes ago
AI Analysis Complete
MSG_005 - AML/KYC Threshold Calibration Review (Confidence: 92%)
1 hour ago
Analysis Completed
MSG_001 - COREP/FINREP Q4 2025 Submission Validation
Group
Member
Thread
⏳

Loading Documents...

Connecting to NH28 SMART outbox...

Active Analysis: MSG_004

Q1 2026 Bale III Capital Adequacy Review

Overall Progress 2/3 Scripts Complete
66%

Script Execution Status

✓
parse_xbrl_filing.py
Parse XBRL filing and extract reporting facts
Completed in 6 minutes
✓
validate_basel_ratios.py
Validate CET1 / Tier1 / Total Capital / Leverage / LCR / NSFR ratios
Completed in 9 minutes
3
compliance_report_generator.py
Generate Bale III compliance report (PDF + findings JSON)
⚡ Running... (2/5 min)

Manual Compliance Analysis Request

Results Sent
0
To NH28 SMART inbox
Unread by Recipients
0
Awaiting acknowledgment
Pass Rate
--%
Based on sent results
Failed Tests
0
Require attention
📬

Loading Recent Results...

Checking for sent notifications...

MSG_004 ⏳ AWAITING RESULTS

Q1 2026 Bale III Capital Adequacy Review

Will notify: compliance.officer@bank-example.eu

Analysis currently executing (45% complete). Compliance report will be delivered automatically upon completion.

Analysis started: May 1, 2026 10:15 AM | ETA: ~20 min
MSG_006 QUEUED

SFDR Article 8 Disclosure Validation - Fund A

Will notify: risk.officer@bank-example.eu

Awaiting analysis execution. Position in queue: #2

Approved: May 1, 2026 10:05 AM

🎬 Compliance Document Analysis Simulator

📄
Document Uploaded
🤖
AI Classification
👤
Compliance Check Recommended
⚡
Script Chain Execution
📊
Compliance Report Generated
✉️
Notification Sent
[System] Click "Run Simulation" to see the end-to-end document compliance analysis workflow, from upload to notification of the requester.

✅ Pass Template

Subject: ✅ [NH28 RAGDocReg] {MSG_ID} Compliance Report: PASS - {DOCUMENT_NAME}

Your compliance analysis request has completed successfully. All regulatory requirements appear to be met for the analyzed scope.

Detailed findings and supporting evidence are attached.

❌ Fail Template

Subject: ❌ [NH28 RAGDocReg] {MSG_ID} Compliance Report: FAIL - {DOCUMENT_NAME}

Your compliance analysis request has identified material gaps. Please review the attached findings and recommended remediation actions.

Summary of gaps included below.

⚠️ Partial Pass Template

Subject: ⚠️ [NH28 RAGDocReg] {MSG_ID} Compliance Report: PARTIAL - {DOCUMENT_NAME}

Your compliance analysis request has completed with mixed findings. Some checks passed while others require attention.

Action items listed in attached report.

Notification Settings

Auto-Send Compliance Reports

Automatically deliver reports to requester when analysis completes

CC Compliance Team on Failures

Automatically copy compliance.team@nh28.net on failed analyses

Attach Findings JSON

Include structured findings.json with each compliance report

Generate Compliance Charts

Auto-generate and attach PNG coverage and ratio charts

Daily Summary Report

Send daily digest of all analysis results to compliance managers

Slack Notifications

Post results to #compliance-alerts Slack channel

SMTP Configuration

SMTP Server

smtp.bank-example.eu:587 (TLS) | Status: ● Connected

Sender Address

noreply@nh28ragdocreg.nh28.net

System Logs - Real-time

[2026-05-01 14:30:15] [INFO] Document scanner: New document detected (MSG_001)
[2026-05-01 14:30:16] [INFO] AI Engine: Extracting key terms and frameworks from document...
[2026-05-01 14:30:17] [INFO] Vector DB: Querying compliance procedures collection...
[2026-05-01 14:30:18] [INFO] Vector DB: Retrieved 5 relevant documents (similarity > 0.85)
[2026-05-01 14:30:22] [SUCCESS] Claude API: Response received (confidence: 85%)
[2026-05-01 14:30:23] [INFO] Workflow: 3 scripts recommended
[2026-05-01 14:30:23] [INFO] State: MSG_001 → PENDING_REVIEW
[2026-05-01 14:30:24] [WARNING] Reporting period not explicitly specified, defaulting to Q1 2026
[2026-05-01 14:35:41] [INFO] Human Review: MSG_001 approved by analyst@nh28.net
[2026-05-01 14:35:42] [INFO] Orchestrator: Pre-execution validation passed
[2026-05-01 14:35:43] [INFO] Resource Manager: Acquired lock on COMPLIANCE_RUNNER_001
[2026-05-01 14:35:44] [SUCCESS] Script: validate_basel_ratios.py started (PID: 12345)
[2026-05-01 14:36:02] [INFO] Script output: Loading Bale III ratio thresholds...
[2026-05-01 14:36:05] [INFO] Script output: CET1 ratio: 14.2 percent (threshold: 4.5 percent)
[2026-05-01 14:36:06] [INFO] Script output: LCR: 132 percent, NSFR: 118 percent
[2026-05-01 14:36:10] [INFO] Script output: Validating leverage ratio (target: 3 percent)...
[2026-05-01 14:36:15] [SUCCESS] NH28 SMART: Polling outbox.json - 3 new documents
[2026-05-01 14:36:16] [INFO] NH28 SMART: Sync complete - Last sync: Just now
Available Scripts
11
Total Executions
142
Success Rate
97%

Script Library — 5 Quantitative + 6 Qualitative

extract_financial_metrics.py

Category: Quantitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Extracts financial metrics (ratios, capital, liquidity) from XBRL or Excel filings for downstream validation.

⏱ ~5 min
📊 JSON output
✓ Simulated
✓ 100% success

validate_basel_ratios.py

Category: Quantitative | Version: 1.0.0 | Mode: REAL
ACTIVE

Validates Bale III ratios (CET1, Tier1, Total Capital, Leverage, LCR, NSFR) against regulatory thresholds. Real Python implementation.

⏱ ~9 min
📊 JSON output
✓ Real script
✓ 98% success

parse_xbrl_filing.py

Category: Quantitative | Version: 1.0.0 | Mode: REAL
ACTIVE

Parses XBRL filings (COREP/FINREP) and extracts reporting facts with concept-context-period structure. Real Python implementation.

⏱ ~6 min
📊 JSON output
✓ Real script
✓ 96% success

ifrs9_ecl_disclosure_checker.py

Category: Quantitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Checks IFRS 9 ECL (Expected Credit Loss) disclosures for completeness and consistency across the 7 narrative components.

⏱ ~7 min
📊 JSON output
✓ Simulated
✓ 99% success

corep_template_filler.py

Category: Quantitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Fills COREP/FINREP templates from extracted financial metrics, preparing the regulatory submission package.

⏱ ~10 min
📊 XBRL/XLSX output
✓ Simulated
✓ 100% success

narrative_risk_analyzer.py

Category: Qualitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Analyzes narrative risk disclosures (e.g., risk factors, governance) to detect coverage gaps versus a reference taxonomy.

⏱ ~8 min
📊 JSON output
✓ Simulated
✓ 97% success

compliance_report_generator.py

Category: Qualitative | Version: 2.0.1 | Mode: simulated
ACTIVE

Generates comprehensive compliance reports (PDF + JSON findings) with charts and PASS/FAIL/PARTIAL verdict per framework.

⏱ ~5 min
📄 PDF output
✓ Simulated
✓ 97% success

aml_threshold_calibrator.py

Category: Qualitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Calibrates AML/KYC transaction monitoring thresholds and reviews policy thresholds against regulatory expectations.

⏱ ~12 min
📊 JSON output
✓ Simulated
✓ 96% success

sfdr_article8_disclosure_validator.py

Category: Qualitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Validates SFDR Article 8 sustainability disclosures (E/S characteristics, PAI consideration) versus the SFDR RTS.

⏱ ~10 min
📊 JSON output
✓ Simulated
✓ 95% success

emir_otc_reconciliation.py

Category: Qualitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Performs EMIR OTC derivative trade reconciliation against trade repository data and flags breaks for review.

⏱ ~15 min
📊 JSON output
✓ Simulated
✓ 94% success

gdpr_dpia_reviewer.py

Category: Qualitative | Version: 1.0.0 | Mode: simulated
ACTIVE

Reviews GDPR Data Protection Impact Assessment (DPIA) documents for completeness vs. CNIL/EDPB methodology.

⏱ ~10 min
📊 JSON output
✓ Simulated
✓ 98% success